Financial Planning Services Offered Through Securities America Advisors, Inc.
About Travis Allen
Travis Allen, Certified Financial PlannerPresident, Wealth Strategies Group
Branch Manager, Securities America Incorporated
Member FINRA and SIPC
Travis Allen is a Certified Financial Planner and the President of the Wealth Strategies Group, a wealth management firm located in Costa Mesa, California. The Wealth Strategies Group specializes in conservative investment management and corporate 401k, health, and disability plans. Securities are offered through Securities America Incorporated, member FINRA and SIPC. Accounts are carried with National Financial Services LLC (NFS), a Fidelity Investments Company.
In addition to managing individual and corporate accounts, Mr. Allen has spoken and taught on a variety of financial and investment related topics for many local governments, educational institutions, and corporations.
Travis Allen is also a member of the Financial Planning Association, the South Coast Metro Alliance, the American Israel Public Affairs Committee, and the World Affairs Council of Orange County.
Prior to opening the Wealth Strategies Group in June of 2001, Mr. Allen was an Associate Vice President of Investments at A.G. Edwards & Sons, Inc. in their Orange, California office since 1996.
Travis Allen is a General Securities Principal and Branch Manager. He is licensed for investments in 19 states, including Alabama, Arizona, California, Colorado, Florida, Georgia, Illinois, Indiana, Massachusetts, Nevada, New Jersey, New Mexico, New York, Oregon, Utah, Virginia, Washington, Wisconsin, and West Virginia. He holds the Series 4, 7, 24, 63, 66, and 99 registrations with FINRA, and is also licensed for Life, Health, and Disability Insurance in California, Michigan, New Jersey, New York, Ohio, Oregon and Virginia (California Insurance License #0B79314).
The Wealth Strategies Group also includes Mark Yates, Wealth Advisor, and Oliver Pal, Customer Service Representative.