Company Bios

Financial Planning Services Offered Through Securities America Advisors, Inc.

Company Bios

wealth strategies group

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Travis Allen

Travis Allen

Travis Allen, Certified Financial Planner

President, Wealth Strategies Group
Branch Manager, Securities America Incorporated
Member FINRA and SIPC

Travis Allen is a Certified Financial Planner and the President of the Wealth Strategies Group, a wealth management firm located in Huntington Beach, California. The Wealth Strategies Group specializes in conservative investment management and corporate 401k, health, and disability plans. Securities are offered through Securities America Incorporated, member FINRA and SIPC. Accounts are carried with National Financial Services LLC (NFS), a Fidelity Investments Company.

In addition to managing individual and corporate accounts, Mr. Allen has spoken and taught on a variety of financial and investment related topics for many local governments, educational institutions, and corporations.

Travis Allen is also a member of the Financial Planning Association, the South Coast Metro Alliance, the American Israel Public Affairs Committee, and the World Affairs Council of Orange County.

Prior to opening the Wealth Strategies Group in June of 2001, Mr. Allen was an Associate Vice President of Investments at A.G. Edwards & Sons, Inc. in their Orange, California office since 1996.

Travis Allen is a General Securities Principal and Branch Manager. He is licensed for investments in over 20 states, including Alabama, Arizona, California, Colorado, Florida, Georgia, Illinois, Indiana, Massachusetts, Michigan, North Dakota, Nevada, New Jersey, New Mexico, New York, Oregon, Pennsylvania, Utah, Virginia, Washington, Wisconsin, and West Virginia. He holds the Series 4, 7, 24, 63, 66, and 99 registrations with FINRA, and is also licensed for Life, Health, and Disability Insurance in California, Michigan, New Jersey, New York, Ohio, Oregon and Virginia (California Insurance License #0B79314).

Mark Yates

Mark Yates

Mark Yates, Certified Financial Planner

Wealth Strategies Group
Securities America
Member FINRA and SIPC

Mark Yates is a Certified Financial Planner with the Wealth Strategies Group in Huntington Beach, California and a registered representative of Securities America, Inc., member FINRA and SIPC. Brokerage accounts are carried with National Financial Services LLC (NFS), a Fidelity Investments Company.

Mark holds a Bachelors degree in Business Finance from The California State University of Fullerton. Mark specializes in comprehensive financial advising for individuals and corporations. He has helped numerous clients with retirement planning, investment analysis, tax minimization strategies and life/health insurance.

Mark resides in Apple Valley, California. In his spare time Mark enjoys golf, restoring vintage automobiles and continuing his education. While attending the California State University of Chico, Mark was a member of the university’s varsity golf team and completed at the NCAA Division II collegiate level.

Mark Yates is securities licensed in California, Colorado, Indiana, Utah, and Washington. He holds the Series 7, 63 and 66 registrations with FINRA, and is also licensed for Life, Health, and Disability Insurance in California and Indiana(California Insurance License #0E38409).